A Comparative Study on Procedural Adjudication
摘要
Indeed, in criminal procedural law across various jurisdictions, there is typically a distinction made between substantive adjudication, which deals with the facts and legal issues concerning the guilt or innocence of the defendant, and procedural adjudication, which focuses on the processes through which trials are conducted, including evidence handling. The exclusion of illegal evidence is commonly addressed through procedural adjudication, designed to be a distinct process separate from the substantive issues of the case. This procedural framework for excluding illegal evidence ensures that the legality of evidence-gathering actions is systematically scrutinized and normalized within the criminal procedure. Most countries’ legislations and practices recognize that the rules for excluding illegal evidence comprise two main components: substantive and procedural. The substantive rules define the scope of what constitutes illegal evidence and outline the general principles for its exclusion. Meanwhile, the procedural rules specify the concrete steps and measures that should be taken to implement the exclusion of such evidence. Substantive Rules involve defining what kinds of evidence are considered illegal, such as evidence obtained through torture, coercion, undue inducement, or violation of constitutional rights. The aim here is to ensure that the trial’s integrity is maintained and that the rights of the accused are protected. Procedural Rules detail the specific procedures that courts and parties must follow to challenge and determine the admissibility of evidence. This typically includes the burden of proof, timing for raising objections, mechanisms for judicial review of the evidence, and the criteria judges must use to decide whether to exclude evidence. The dual structure of these rules reflects a balance between upholding the principles of justice—ensuring that illegally obtained evidence does not taint the legal process—and maintaining procedural efficiency, preventing the litigation process from becoming excessively delayed or complicated. By embedding these rules within the criminal procedure, countries aim to foster a fair and just legal system where the rights of all parties are safeguarded, and justice is served effectively and efficiently. Globally, the exclusion of illegal evidence is a principle found in both major legal systems—the common law and civil law systems—and is implemented in various countries and regions. Each jurisdiction has developed its own procedural rules concerning illegal evidence, often through a process of mutual learning, adaptation, and integration, while also considering local legal traditions and practical circumstances. Common features across different legal systems include the universal recognition of basic rights. Most jurisdictions acknowledge the fundamental right of a defendant to a fair trial, which is undermined when courts rely on illegally obtained evidence. This principle is often anchored in constitutional or human rights protections. Illegal evidence typically includes categories such as those obtained through torture, coercion, breaches of privacy without proper authorization, and other violations of procedural laws intended to protect individual rights. Additionally, the burden of proof usually falls on the prosecution to prove that the contested evidence was obtained legally, particularly if the defense raises a credible challenge regarding the legality of its acquisition. Distinctive characteristics in different jurisdictions vary significantly. For instance, under the U.S. system, the exclusion of illegal evidence is primarily governed by the exclusionary rule. This rule mandates that evidence obtained in violation of the defendant’s constitutional rights, particularly the Fourth Amendment concerning unreasonable searches and seizures, cannot be admitted in criminal trials. Furthermore, the “fruit of the poisonous tree” doctrine extends this exclusion to evidence derived from the initially illegal search or seizure. In many European countries, rules for excluding illegal evidence are incorporated within their comprehensive human rights frameworks, often influenced by the European Convention on Human Rights. For example, Article 6 of the Convention guarantees the right to a fair trial and has been interpreted by the European Court of Human Rights to potentially include the exclusion of evidence obtained in ways that violate this right. In China, recent reforms have clarified the procedures for excluding illegal evidence, especially evidence obtained through torture or other illegal methods. These reforms reflect a growing recognition of procedural justice and the protection of human rights within the Chinese legal system. Regarding the common law versus civil law systems, in common law countries, the judiciary often plays a more active role in managing the process of evidence exclusion through case law and judicial discretion. In contrast, civil law countries might rely more heavily on codified statutes and procedural codes to govern the exclusion of evidence, with less emphasis on judicial discretion. Challenges and developments show that while the core principles of excluding illegal evidence are widely shared, actual practices can vary significantly due to differences in legal infrastructure, judicial independence, enforcement mechanisms, and cultural attitudes towards authority and individual rights. As countries continue to interact in an increasingly globalized legal environment, these systems may converge over time, adopting best practices from each other while maintaining certain unique national characteristics. This ongoing evolution in the rules and practices surrounding the exclusion of illegal evidence reflects a universal commitment to upholding justice and human rights across different legal cultures. The exclusionary rule, initially established in the United States, has evolved into a comprehensive system through long-term development. The rules for excluding illegal evidence have spread globally, with each country adapting the principle to its legal system. Here’s a closer look at how the United States, United Kingdom, and Germany handle the exclusion of illegal evidence, highlighting both the similarities and differences inherent in their respective systems. In the U.S., the exclusionary rule is a fundamental component of criminal procedure. Established primarily through Supreme Court decisions, this rule prohibits the use of evidence obtained in violation of the Constitution, particularly the Fourth Amendment, which protects against unreasonable searches and seizures. The “fruit of the poisonous tree” doctrine further extends this exclusion to evidence that is derived from the initial illegal act. Although sharing a common law heritage with the United States, the UK’s approach to excluding evidence is less rigid. The UK does not have a formal exclusionary rule akin to that of the U.S. Instead, judges have discretion to exclude evidence if its admission would have an adverse effect on the fairness of the proceedings. This is governed by the Police and Criminal Evidence Act 1984 (PACE), which provides guidelines on how evidence should be treated. Representing the civil law system, Germany’s approach to the exclusion of evidence differs significantly from that of the common law countries. The exclusion of evidence in Germany is less about a broad principle and more about specific violations of law. German law specifies that evidence obtained in violation of certain laws must be excluded, but the rules are more prescriptive and less dependent on judicial discretion than in the U.S. or UK. The U.S. system is heavily principle-driven, with strict rules about evidence obtained through constitutional violations. The UK, while also principle-driven, offers more judicial discretion. Germany’s civil law system relies more on specific statutory provisions that dictate the terms under which evidence must be excluded. The common law systems (U.S., UK) often develop their rules through case law. These distinctions reflect broader differences in legal philosophy and procedure between common law and civil law systems and among countries adapting these principles within their unique historical, cultural, and legal contexts.