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<p>Drought is a widespread natural disaster, and rapid assessment of groundwater drought has become a challenge due to the lack of direct spatiotemporal observation of groundwater. We employed machine learning models and the Shapley Additive Explanation (SHAP), a game theory-based interpretability method, to understand and predict the evolution of groundwater drought by evaluating eight models with SHAP analysis in the West Liao River Plain (WLRP), with a semi-arid climate. The research showed: (1) The XGBoost model, optimized by the Sparrow Search Algorithm (SSA), achieved the highest performance (AUC: 0.922, F1-score: 0.84). (2) SHAP analysis revealed that the Standardized Precipitation Evapotranspiration Index (SPEI) at 12- and 24-month scales (SPEI12 and SPEI24) were key predictors, with long-term meteorological drought causing delayed groundwater drought, exacerbated by over-extraction and urbanization. The local SHAP values confirmed the robust importance of long-term meteorological drought and precipitation, and identified the interaction between precipitation and meteorological factors responsible for groundwater drought. (3) Future projections under the SSP5-8.5 climate scenario indicated a significant increase in drought-affected areas, with earlier onset, broader extent, and greater severity. This work provides a machine learning framework for evaluating groundwater drought characteristics driven by multiple factors.</p>

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Understanding the evolutionary processes and causes of groundwater drought using an interpretable machine learning model

  • 期刊论文

  • 出版模式：

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  • 发表日期：

    2025年7月1日

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  • Zhiyuan Gan,
  • Xianjun Xie,
  • Chunli Su,
  • Weili Ge,
  • Hongjie Pan,
  • Liangping Yang

摘要

Drought is a widespread natural disaster, and rapid assessment of groundwater drought has become a challenge due to the lack of direct spatiotemporal observation of groundwater. We employed machine learning models and the Shapley Additive Explanation (SHAP), a game theory-based interpretability method, to understand and predict the evolution of groundwater drought by evaluating eight models with SHAP analysis in the West Liao River Plain (WLRP), with a semi-arid climate. The research showed: (1) The XGBoost model, optimized by the Sparrow Search Algorithm (SSA), achieved the highest performance (AUC: 0.922, F1-score: 0.84). (2) SHAP analysis revealed that the Standardized Precipitation Evapotranspiration Index (SPEI) at 12- and 24-month scales (SPEI12 and SPEI24) were key predictors, with long-term meteorological drought causing delayed groundwater drought, exacerbated by over-extraction and urbanization. The local SHAP values confirmed the robust importance of long-term meteorological drought and precipitation, and identified the interaction between precipitation and meteorological factors responsible for groundwater drought. (3) Future projections under the SSP5-8.5 climate scenario indicated a significant increase in drought-affected areas, with earlier onset, broader extent, and greater severity. This work provides a machine learning framework for evaluating groundwater drought characteristics driven by multiple factors.