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On the symplectic self-adjointness and residual spectral emptiness of upper triangular Hamiltonian operator matrices

  • Jie Liu,
  • Guohai Jin,
  • Buhe Eerdun

摘要

This paper deals with the symplectic self-adjointness and residual spectral emptiness of upper triangular Hamiltonian operator matrices \(H=\left( {\begin{matrix}A&{}B\\ 0&{}-A^*\end{matrix}}\right) \) H = A B 0 - A . First, for symplectic self-adjoint Hamiltonian operator H, based on detailed classification of point spectrum \(\sigma _p(H)\) σ p ( H ) and residual spectrum \(\sigma _r(H)\) σ r ( H ) , the symmetry about imaginary axis is given between \(\sigma _p(H)\) σ p ( H ) , \(\sigma _r(H)\) σ r ( H ) , deficiency spectrum \(\sigma _{\delta }(H)\) σ δ ( H ) , compression spectrum \(\sigma _\mathrm{{com}}(H)\) σ com ( H ) and approximate point spectrum \(\sigma _\mathrm{{app}}(H)\) σ app ( H ) . Second, by means of the spectral symmetry, the sufficient and necessary conditions are given for \(\sigma _r(H)=\varnothing \) σ r ( H ) = , \(\sigma _{r_1}(H)=\varnothing \) σ r 1 ( H ) = and \(\sigma _{r_2}(H)=\varnothing \) σ r 2 ( H ) = , respectively. Then, for \(H=\left( {\begin{matrix}A&{}B\\ 0&{}-A^*\end{matrix}}\right) \) H = A B 0 - A , it is proved that H is symplectic self-adjoint, if H is defined with diagonal domain \({\mathcal {D}}(H)={\mathcal {D}}(A)\oplus {\mathcal {D}}(A^*)\) D ( H ) = D ( A ) D ( A ) . Finally, for \(H=\left( {\begin{matrix}A&{}B\\ 0&{}-A^*\end{matrix}}\right) \) H = A B 0 - A defined with diagonal domain, using the space decomposition, the sufficient and necessary conditions for \(\sigma _r(H)=\varnothing \) σ r ( H ) = and \(\sigma _{r_1}(H)=\varnothing \) σ r 1 ( H ) = are described in detail, respectively, by line operator, null space, and range of inner elements.