<p>This study proposes a fractional-order sliding mode control (FOSMC) framework for a three-dimensional underactuated overhead crane subject to modeling uncertainty and matched input disturbances. A novel fractional sliding variable that combines proportional error terms with a non-integer derivative <InlineEquation ID="IEq1"> <EquationSource Format="TEX">\(D^{\beta }\)</EquationSource> <EquationSource Format="MATHML"><math> <msup> <mi>D</mi> <mi>β</mi> </msup> </math></EquationSource> </InlineEquation> is introduced, together with a composite reaching law that blends discontinuous and linear terms to balance robustness and smoothness. The controller is derived in state-space form for the 3D crane dynamics, and stability is established using a fractional-order Lyapunov analysis, leveraging the property <InlineEquation ID="IEq2"> <EquationSource Format="TEX">\(D^{\beta }D^{-\beta }=I\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <msup> <mi>D</mi> <mi>β</mi> </msup> <msup> <mi>D</mi> <mrow> <mo>-</mo> <mi>β</mi> </mrow> </msup> <mo>=</mo> <mi>I</mi> </mrow> </math></EquationSource> </InlineEquation>. Comprehensive case studies such as piecewise waypoints, sinusoidal tracking, and a coordinated move-and-hoist maneuver with time-varying rope length benchmark the proposed FOSMC against a PSO-optimized conventional SMC. Across all scenarios, the proposed scheme attains faster convergence, substantially improved sway suppression in both <InlineEquation ID="IEq3"> <EquationSource Format="TEX">\(\theta _x\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>θ</mi> <mi>x</mi> </msub> </math></EquationSource> </InlineEquation> and <InlineEquation ID="IEq4"> <EquationSource Format="TEX">\(\theta _y\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>θ</mi> <mi>y</mi> </msub> </math></EquationSource> </InlineEquation>, and markedly lower integral error indices (IAE, ISE, ITAE); notably, the hoisting channel achieves reductions on the order reported in this study. The results demonstrate that introducing fractional memory into sliding mode control yields a tunable trade-off between robustness and reduced chattering, enabling smoother multi-axis coordination and enhanced disturbance rejection in underactuated crane applications.</p>

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Design and analysis of a fractional-order sliding mode controller for 3D overhead crane dynamics

  • Khaled Saeed Bin Gaufan,
  • Abdulrazaq Nafiu Abubakar,
  • Nezar M. Alyazidi,
  • Ali Nasir,
  • Sami Elferik

摘要

This study proposes a fractional-order sliding mode control (FOSMC) framework for a three-dimensional underactuated overhead crane subject to modeling uncertainty and matched input disturbances. A novel fractional sliding variable that combines proportional error terms with a non-integer derivative \(D^{\beta }\) D β is introduced, together with a composite reaching law that blends discontinuous and linear terms to balance robustness and smoothness. The controller is derived in state-space form for the 3D crane dynamics, and stability is established using a fractional-order Lyapunov analysis, leveraging the property \(D^{\beta }D^{-\beta }=I\) D β D - β = I . Comprehensive case studies such as piecewise waypoints, sinusoidal tracking, and a coordinated move-and-hoist maneuver with time-varying rope length benchmark the proposed FOSMC against a PSO-optimized conventional SMC. Across all scenarios, the proposed scheme attains faster convergence, substantially improved sway suppression in both \(\theta _x\) θ x and \(\theta _y\) θ y , and markedly lower integral error indices (IAE, ISE, ITAE); notably, the hoisting channel achieves reductions on the order reported in this study. The results demonstrate that introducing fractional memory into sliding mode control yields a tunable trade-off between robustness and reduced chattering, enabling smoother multi-axis coordination and enhanced disturbance rejection in underactuated crane applications.