<p>To address the communication bottleneck in federated learning, in this paper, an energy-efficient gradient compression method called <InlineEquation ID="IEq1"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="13042_2025_2668_Article_IEq1.gif" Format="GIF" Height="17" Rendition="HTML" Resolution="72" Type="Linedraw" Width="23" /> </InlineMediaObject> <EquationSource Format="TEX">\(Q_s\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>Q</mi> <mi>s</mi> </msub> </math></EquationSource> </InlineEquation>Top-<i>k</i>-SGD, combines Top-<i>k</i> sparsification and stochastic quantization at <i>s</i> levels. A joint optimization model on FL communication cost and convergence speed is constructed to achieve the optimized compression parameters. First, the Top-<i>k</i> algorithm and stochastic <i>s</i>-level quantization are integrated into the federated learning by using sparsification to retain important gradient values and further quantizing these gradient values. A federated learning architecture based on <InlineEquation ID="IEq2"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="13042_2025_2668_Article_IEq1.gif" Format="GIF" Height="17" Rendition="HTML" Resolution="72" Type="Linedraw" Width="23" /> </InlineMediaObject> <EquationSource Format="TEX">\(Q_s\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>Q</mi> <mi>s</mi> </msub> </math></EquationSource> </InlineEquation>Top-<i>k</i>-SGD is proposed, and the response-based knowledge distillation technology is introduced to address the Non-i.i.d. data issue. Next, the convergence analysis of the proposed <InlineEquation ID="IEq3"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="13042_2025_2668_Article_IEq1.gif" Format="GIF" Height="17" Rendition="HTML" Resolution="72" Type="Linedraw" Width="23" /> </InlineMediaObject> <EquationSource Format="TEX">\(Q_s\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>Q</mi> <mi>s</mi> </msub> </math></EquationSource> </InlineEquation>Top-<i>k</i>-SGD-based federated learning algorithm is conducted, and the upper bound of the convergence speed of the proposed federated learning algorithm is quantitatively analyzed. Furthermore, by analyzing the amount of data that needs to be shared per round of iteration on devices, the communication cost of the proposed federated learning is estimated, and a joint optimization model for convergence speed and communication cost is established. With the introduction of a non-dominated sorting genetic algorithm, one non-dominated solution set for sparsification and quantization parameters is then yielded. Thereby, the <InlineEquation ID="IEq4"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="13042_2025_2668_Article_IEq1.gif" Format="GIF" Height="17" Rendition="HTML" Resolution="72" Type="Linedraw" Width="23" /> </InlineMediaObject> <EquationSource Format="TEX">\(Q_s\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>Q</mi> <mi>s</mi> </msub> </math></EquationSource> </InlineEquation>Top-<i>k</i>-SGD-based optimized federated learning algorithm is proposed. Finally, we validate the effectiveness of the proposed method on the MNIST, CIFAR10, and Stanford Dogs datasets. Experimental results demonstrate that the optimized <InlineEquation ID="IEq5"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="13042_2025_2668_Article_IEq1.gif" Format="GIF" Height="17" Rendition="HTML" Resolution="72" Type="Linedraw" Width="23" /> </InlineMediaObject> <EquationSource Format="TEX">\(Q_s\)</EquationSource> <EquationSource Format="MATHML"><math> <msub> <mi>Q</mi> <mi>s</mi> </msub> </math></EquationSource> </InlineEquation>Top-<i>k</i>-SGD-based federated learning shows a good balance between the communication cost and convergence speed.</p>

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An energy-efficient federated learning method with gradient compression and parameter optimization

  • Huijie Huang,
  • Zhenping Chen,
  • You Lu,
  • Yi Zuo,
  • Jing Feng

摘要

To address the communication bottleneck in federated learning, in this paper, an energy-efficient gradient compression method called \(Q_s\) Q s Top-k-SGD, combines Top-k sparsification and stochastic quantization at s levels. A joint optimization model on FL communication cost and convergence speed is constructed to achieve the optimized compression parameters. First, the Top-k algorithm and stochastic s-level quantization are integrated into the federated learning by using sparsification to retain important gradient values and further quantizing these gradient values. A federated learning architecture based on \(Q_s\) Q s Top-k-SGD is proposed, and the response-based knowledge distillation technology is introduced to address the Non-i.i.d. data issue. Next, the convergence analysis of the proposed \(Q_s\) Q s Top-k-SGD-based federated learning algorithm is conducted, and the upper bound of the convergence speed of the proposed federated learning algorithm is quantitatively analyzed. Furthermore, by analyzing the amount of data that needs to be shared per round of iteration on devices, the communication cost of the proposed federated learning is estimated, and a joint optimization model for convergence speed and communication cost is established. With the introduction of a non-dominated sorting genetic algorithm, one non-dominated solution set for sparsification and quantization parameters is then yielded. Thereby, the \(Q_s\) Q s Top-k-SGD-based optimized federated learning algorithm is proposed. Finally, we validate the effectiveness of the proposed method on the MNIST, CIFAR10, and Stanford Dogs datasets. Experimental results demonstrate that the optimized \(Q_s\) Q s Top-k-SGD-based federated learning shows a good balance between the communication cost and convergence speed.