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<p>Closed-loop neuromodulation aims to adjust therapeutic stimulation in real time based on ongoing neural or physiological signals. Despite growing clinical adoption, most implementations rely on heuristic rules rather than a principled systems-and-control formulation. This paper, motivated by discussions from the Brain Theory Seminar (Shanghai, March 2025), develops such a formulation around seven fundamental questions—mechanism&#xa0;(Q1), plant&#xa0;nature&#xa0;(Q2), state&#xa0;measurement&#xa0;(Q3), actuation&#xa0;(Q4), modeling&#xa0;(Q5), objectives&#xa0;(Q6), and constraints&#xa0;(Q7)—and, for each, provides a knowledge-based review synthesizing current understanding together with a prospective scientific opinion on unresolved issues. Five recurring themes unify the seven questions: (i)&#xa0;nonstationarity as the default operating condition, (ii)&#xa0;structural partial observability and under-actuation, (iii)&#xa0;closed-loop confounding between stimulation and measurement, (iv)&#xa0;the primacy of hard constraints over unconstrained optimization, and (v)&#xa0;the necessity of layered governance separating performance seeking from safety enforcement. We argue that the neural plant is fundamentally different from classical engineered systems in ways that reshape what can be sensed, modeled, actuated, and verified; accordingly, we reframe therapeutic goals from setpoint tracking toward set-based regulation within a therapeutic window, and we treat safety, ethics, and accountability not as external add-ons but as architectural primitives that define the admissible design space. We close with a discussion synthesizing system-level barriers and near-term architectural directions, including bidirectional brain–computer interfaces, hybrid learning-and-control pipelines with independent safety supervision, and digital twins as regulated test harnesses.</p>

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Fundamental questions on closed-loop neuromodulation: a control theory perspective

  • 期刊论文

  • 发表日期：

    2026年5月7日

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  • Min Wang,
  • Li Zhang,
  • Zhen Liang,
  • Gan Huang

摘要

Closed-loop neuromodulation aims to adjust therapeutic stimulation in real time based on ongoing neural or physiological signals. Despite growing clinical adoption, most implementations rely on heuristic rules rather than a principled systems-and-control formulation. This paper, motivated by discussions from the Brain Theory Seminar (Shanghai, March 2025), develops such a formulation around seven fundamental questions—mechanism (Q1), plant nature (Q2), state measurement (Q3), actuation (Q4), modeling (Q5), objectives (Q6), and constraints (Q7)—and, for each, provides a knowledge-based review synthesizing current understanding together with a prospective scientific opinion on unresolved issues. Five recurring themes unify the seven questions: (i) nonstationarity as the default operating condition, (ii) structural partial observability and under-actuation, (iii) closed-loop confounding between stimulation and measurement, (iv) the primacy of hard constraints over unconstrained optimization, and (v) the necessity of layered governance separating performance seeking from safety enforcement. We argue that the neural plant is fundamentally different from classical engineered systems in ways that reshape what can be sensed, modeled, actuated, and verified; accordingly, we reframe therapeutic goals from setpoint tracking toward set-based regulation within a therapeutic window, and we treat safety, ethics, and accountability not as external add-ons but as architectural primitives that define the admissible design space. We close with a discussion synthesizing system-level barriers and near-term architectural directions, including bidirectional brain–computer interfaces, hybrid learning-and-control pipelines with independent safety supervision, and digital twins as regulated test harnesses.