<p>For any prime power <i>q</i>, a polynomial <InlineEquation ID="IEq1"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11425_2025_2426_Article_IEq1.gif" Format="GIF" Height="20" Rendition="HTML" Resolution="72" Type="Linedraw" Width="101" /> </InlineMediaObject> <EquationSource Format="TEX">\(f(X)\in\mathbb{F}_q[X]\)</EquationSource> </InlineEquation> is “exceptional” if it induces bijections of <InlineEquation ID="IEq2"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11425_2025_2426_Article_IEq2.gif" Format="GIF" Height="19" Rendition="HTML" Resolution="72" Type="Linedraw" Width="29" /> </InlineMediaObject> <EquationSource Format="TEX">\(\mathbb{F}_qk\)</EquationSource> </InlineEquation> for infinitely many <i>k</i>; this condition is known to be equivalent to <i>f</i>(<i>X</i>) inducing a bijection of <InlineEquation ID="IEq3"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11425_2025_2426_Article_IEq2.gif" Format="GIF" Height="19" Rendition="HTML" Resolution="72" Type="Linedraw" Width="29" /> </InlineMediaObject> <EquationSource Format="TEX">\(\mathbb{F}_qk\)</EquationSource> </InlineEquation> for at least one <i>k</i> with <i>q</i><sup><i>k</i></sup> ⩾ deg(<i>f</i>)<sup>4</sup>. In this paper, we introduce the notion of an “exceptional” extension of local fields of any characteristic, and show that if <InlineEquation ID="IEq4"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11425_2025_2426_Article_IEq1.gif" Format="GIF" Height="20" Rendition="HTML" Resolution="72" Type="Linedraw" Width="101" /> </InlineMediaObject> <EquationSource Format="TEX">\(f(X)\in\mathbb{F}_q[X]\)</EquationSource> </InlineEquation> is exceptional in the classical sense, then the field extension <InlineEquation ID="IEq5"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11425_2025_2426_Article_IEq5.gif" Format="GIF" Height="20" Rendition="HTML" Resolution="72" Type="Linedraw" Width="120" /> </InlineMediaObject> <EquationSource Format="TEX">\(\mathbb{F}_q(X)/\mathbb{F}_q(f(X))\)</EquationSource> </InlineEquation> yields an exceptional local field extension upon passing to the completion at a degree-1 place. We describe all exceptional local field extensions of degree coprime to the residue characteristic, determine the relationship between the exceptionality of a local field extension and the exceptionality of a subextension, and give various Galois-theoretic characterizations of exceptional local field extensions. As a consequence, we obtain three new proofs, using quite different tools, of a theorem of Guralnick and Müller (1997) about ramification indices in exceptional maps between curves over <InlineEquation ID="IEq6"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11425_2025_2426_Article_IEq6.gif" Format="GIF" Height="19" Rendition="HTML" Resolution="72" Type="Linedraw" Width="18" /> </InlineMediaObject> <EquationSource Format="TEX">\(\mathbb{F}_q\)</EquationSource> </InlineEquation>. This theorem generalizes a result of Lenstra, which subsumes earlier conjectures of Carlitz and Wan.</p>

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Exceptional extensions of local fields and the Carlitz-Wan conjecture

  • Zhiguo Ding,
  • Wei Xiong,
  • Qifan Zhang

摘要

For any prime power q, a polynomial \(f(X)\in\mathbb{F}_q[X]\) is “exceptional” if it induces bijections of \(\mathbb{F}_qk\) for infinitely many k; this condition is known to be equivalent to f(X) inducing a bijection of \(\mathbb{F}_qk\) for at least one k with qk ⩾ deg(f)4. In this paper, we introduce the notion of an “exceptional” extension of local fields of any characteristic, and show that if \(f(X)\in\mathbb{F}_q[X]\) is exceptional in the classical sense, then the field extension \(\mathbb{F}_q(X)/\mathbb{F}_q(f(X))\) yields an exceptional local field extension upon passing to the completion at a degree-1 place. We describe all exceptional local field extensions of degree coprime to the residue characteristic, determine the relationship between the exceptionality of a local field extension and the exceptionality of a subextension, and give various Galois-theoretic characterizations of exceptional local field extensions. As a consequence, we obtain three new proofs, using quite different tools, of a theorem of Guralnick and Müller (1997) about ramification indices in exceptional maps between curves over \(\mathbb{F}_q\) . This theorem generalizes a result of Lenstra, which subsumes earlier conjectures of Carlitz and Wan.