<p>Hybrid reconfigurable intelligent surfaces (RISs) enhance link budget by augmenting a large passive array with a small subset of actively amplified elements, but the power amplifiers (PAs) required for those active units introduce nonlinear distortion that can nullify the expected spectral-efficiency (SE) gain. This paper develops a Bussgang-based OFDM framework that captures the statistical impact of PA non-linearities and yields closed-form expressions for the received signal, the (per-subcarrier) SINR, and the resulting SE in both single- and multi-user downlinks. To mitigate distortion we cast the choice of active elements as a combinatorial minimization problem and study five variable complexity solvers: Greedy search, Random Search (RS), Genetic Algorithm (GA), Binary Particle Swarm Optimization (BPSO), and an Estimation-of-Distribution Algorithm (EDA). All population-based heuristics are tuned to a common evaluation budget, enabling a fair complexity–performance comparison. Numerical results show that GA, BPSO, EDA, and RS restore a monotonic SE increase with the number of active elements, approaching the ideal (linear) bound within <InlineEquation ID="IEq1"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11277_2025_11863_Article_IEq1.gif" Format="GIF" Height="19" Rendition="HTML" Resolution="72" Type="Linedraw" Width="86" /> </InlineMediaObject> <EquationSource Format="TEX">\(0.45\;\mathrm {bps/Hz}\)</EquationSource> </InlineEquation> in the single-user case and <InlineEquation ID="IEq2"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11277_2025_11863_Article_IEq2.gif" Format="GIF" Height="19" Rendition="HTML" Resolution="72" Type="Linedraw" Width="86" /> </InlineMediaObject> <EquationSource Format="TEX">\(0.16\;\mathrm {bps/Hz}\)</EquationSource> </InlineEquation> with two users. RS achieves this performance at one order of magnitude lower run-time (<InlineEquation ID="IEq3"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11277_2025_11863_Article_IEq3.gif" Format="GIF" Height="19" Rendition="HTML" Resolution="72" Type="Linedraw" Width="58" /> </InlineMediaObject> <EquationSource Format="TEX">\(\mathcal {O}(T M)\)</EquationSource> </InlineEquation> vs. <InlineEquation ID="IEq4"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11277_2025_11863_Article_IEq4.gif" Format="GIF" Height="19" Rendition="HTML" Resolution="72" Type="Linedraw" Width="70" /> </InlineMediaObject> <EquationSource Format="TEX">\(\mathcal {O}(PGK)\)</EquationSource> </InlineEquation>). The study confirms that distortion-aware element selection is essential for practical hybrid RIS deployments and that RS offers the best complexity–performance trade-off, while EDA provides the absolute highest SE when computation time is not a constraint.</p>

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Spectral Efficiency Analysis and Optimization in Hybrid RIS Systems Under Nonlinear Power Amplifier Effects

  • Brahim Elmaroud

摘要

Hybrid reconfigurable intelligent surfaces (RISs) enhance link budget by augmenting a large passive array with a small subset of actively amplified elements, but the power amplifiers (PAs) required for those active units introduce nonlinear distortion that can nullify the expected spectral-efficiency (SE) gain. This paper develops a Bussgang-based OFDM framework that captures the statistical impact of PA non-linearities and yields closed-form expressions for the received signal, the (per-subcarrier) SINR, and the resulting SE in both single- and multi-user downlinks. To mitigate distortion we cast the choice of active elements as a combinatorial minimization problem and study five variable complexity solvers: Greedy search, Random Search (RS), Genetic Algorithm (GA), Binary Particle Swarm Optimization (BPSO), and an Estimation-of-Distribution Algorithm (EDA). All population-based heuristics are tuned to a common evaluation budget, enabling a fair complexity–performance comparison. Numerical results show that GA, BPSO, EDA, and RS restore a monotonic SE increase with the number of active elements, approaching the ideal (linear) bound within \(0.45\;\mathrm {bps/Hz}\) in the single-user case and \(0.16\;\mathrm {bps/Hz}\) with two users. RS achieves this performance at one order of magnitude lower run-time ( \(\mathcal {O}(T M)\) vs. \(\mathcal {O}(PGK)\) ). The study confirms that distortion-aware element selection is essential for practical hybrid RIS deployments and that RS offers the best complexity–performance trade-off, while EDA provides the absolute highest SE when computation time is not a constraint.