<p>This paper deals with the characterization, in terms of closedness of certain sets regarding other sets, of Farkas lemmas determining when the upperlevel set of a convex function <InlineEquation ID="IEq1"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq1.gif" Format="GIF" Height="17" Rendition="HTML" Resolution="72" Type="Linedraw" Width="14" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <mi>f</mi> </math></EquationSource> <EquationSource Format="TEX">$f$</EquationSource> </InlineEquation> contains a set of the form <InlineEquation ID="IEq2"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq2.gif" Format="GIF" Height="20" Rendition="HTML" Resolution="72" Type="Linedraw" Width="89" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <mi>C</mi> <mo>∩</mo> <msup> <mi mathvariant="double-struck">A</mi> <mrow> <mo>−</mo> <mn>1</mn> </mrow> </msup> <mrow> <mo>(</mo> <mi>D</mi> <mo>)</mo> </mrow> </math></EquationSource> <EquationSource Format="TEX">$C\cap \mathbb{A}^{-1}\left ( D\right ) $</EquationSource> </InlineEquation>, where <InlineEquation ID="IEq3"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq3.gif" Format="GIF" Height="14" Rendition="HTML" Resolution="72" Type="Linedraw" Width="17" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <mi>C</mi> </math></EquationSource> <EquationSource Format="TEX">$C$</EquationSource> </InlineEquation> and <InlineEquation ID="IEq4"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq4.gif" Format="GIF" Height="14" Rendition="HTML" Resolution="72" Type="Linedraw" Width="19" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <mi>D</mi> </math></EquationSource> <EquationSource Format="TEX">$D$</EquationSource> </InlineEquation> are convex sets (not necessarily cones) in locally convex spaces <InlineEquation ID="IEq5"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq5.gif" Format="GIF" Height="14" Rendition="HTML" Resolution="72" Type="Linedraw" Width="19" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <mi>X</mi> </math></EquationSource> <EquationSource Format="TEX">$X$</EquationSource> </InlineEquation> (with topological dual <InlineEquation ID="IEq6"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq6.gif" Format="GIF" Height="15" Rendition="HTML" Resolution="72" Type="Linedraw" Width="22" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <msup> <mi>X</mi> <mo>′</mo> </msup> </math></EquationSource> <EquationSource Format="TEX">$X^{\prime }$</EquationSource> </InlineEquation>) and <InlineEquation ID="IEq7"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq7.gif" Format="GIF" Height="14" Rendition="HTML" Resolution="72" Type="Linedraw" Width="14" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <mi>Y</mi> </math></EquationSource> <EquationSource Format="TEX">$Y$</EquationSource> </InlineEquation>, respectively, while <InlineEquation ID="IEq8"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq8.gif" Format="GIF" Height="14" Rendition="HTML" Resolution="72" Type="Linedraw" Width="12" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <mi mathvariant="double-struck">A</mi> </math></EquationSource> <EquationSource Format="TEX">$\mathbb{A}$</EquationSource> </InlineEquation> is a continuous linear operator from <InlineEquation ID="IEq9"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq5.gif" Format="GIF" Height="14" Rendition="HTML" Resolution="72" Type="Linedraw" Width="19" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <mi>X</mi> </math></EquationSource> <EquationSource Format="TEX">$X$</EquationSource> </InlineEquation> to <InlineEquation ID="IEq10"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq7.gif" Format="GIF" Height="14" Rendition="HTML" Resolution="72" Type="Linedraw" Width="14" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <mi>Y</mi> </math></EquationSource> <EquationSource Format="TEX">$Y$</EquationSource> </InlineEquation>. More in detail, each of the mentioned characterizations of Farkas type lemmas consists in the closedness of certain subset of either one of the “primal” spaces <InlineEquation ID="IEq11"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq11.gif" Format="GIF" Height="15" Rendition="HTML" Resolution="72" Type="Linedraw" Width="83" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <mi>X</mi> <mo>×</mo> <mi>Y</mi> <mo>×</mo> <mi mathvariant="double-struck">R</mi> </math></EquationSource> <EquationSource Format="TEX">$X\times Y\times \mathbb{R}$</EquationSource> </InlineEquation> and <InlineEquation ID="IEq12"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq12.gif" Format="GIF" Height="15" Rendition="HTML" Resolution="72" Type="Linedraw" Width="47" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <mi>Y</mi> <mo>×</mo> <mi mathvariant="double-struck">R</mi> </math></EquationSource> <EquationSource Format="TEX">$Y\times \mathbb{R}$</EquationSource> </InlineEquation>, or of the “dual” space <InlineEquation ID="IEq13"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq13.gif" Format="GIF" Height="16" Rendition="HTML" Resolution="72" Type="Linedraw" Width="52" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <msup> <mi>X</mi> <mo>′</mo> </msup> <mo>×</mo> <mi mathvariant="double-struck">R</mi> </math></EquationSource> <EquationSource Format="TEX">$X^{\prime }\times \mathbb{R}$</EquationSource> </InlineEquation>, regarding some singleton set of the corresponding space. Moreover, the paper also provides an existence theorem for the feasible set <InlineEquation ID="IEq14"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq2.gif" Format="GIF" Height="20" Rendition="HTML" Resolution="72" Type="Linedraw" Width="89" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <mi>C</mi> <mo>∩</mo> <msup> <mi mathvariant="double-struck">A</mi> <mrow> <mo>−</mo> <mn>1</mn> </mrow> </msup> <mrow> <mo>(</mo> <mi>D</mi> <mo>)</mo> </mrow> </math></EquationSource> <EquationSource Format="TEX">$C\cap \mathbb{A}^{-1}\left ( D\right ) $</EquationSource> </InlineEquation> in terms of the closedness of certain subset of the dual space <InlineEquation ID="IEq15"> <InlineMediaObject> <ImageObject Color="BlackWhite" FileRef="11228_2025_764_Article_IEq13.gif" Format="GIF" Height="16" Rendition="HTML" Resolution="72" Type="Linedraw" Width="52" /> </InlineMediaObject> <EquationSource Format="MATHML"><math> <msup> <mi>X</mi> <mo>′</mo> </msup> <mo>×</mo> <mi mathvariant="double-struck">R</mi> </math></EquationSource> <EquationSource Format="TEX">$X^{\prime }\times \mathbb{R}$</EquationSource> </InlineEquation> regarding the singleton set formed by the null element. These results are illustrated with significant applications to constrained convex minimization problems and to functional approximation by polynomials.</p>

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Primal and Dual Characterizations for Farkas Type Lemmas in Terms of Closedness Criteria

  • N. Dinh,
  • M. A. Goberna,
  • M. Volle

摘要

This paper deals with the characterization, in terms of closedness of certain sets regarding other sets, of Farkas lemmas determining when the upperlevel set of a convex function f $f$ contains a set of the form C A 1 ( D ) $C\cap \mathbb{A}^{-1}\left ( D\right ) $ , where C $C$ and D $D$ are convex sets (not necessarily cones) in locally convex spaces X $X$ (with topological dual X $X^{\prime }$ ) and Y $Y$ , respectively, while A $\mathbb{A}$ is a continuous linear operator from X $X$ to Y $Y$ . More in detail, each of the mentioned characterizations of Farkas type lemmas consists in the closedness of certain subset of either one of the “primal” spaces X × Y × R $X\times Y\times \mathbb{R}$ and Y × R $Y\times \mathbb{R}$ , or of the “dual” space X × R $X^{\prime }\times \mathbb{R}$ , regarding some singleton set of the corresponding space. Moreover, the paper also provides an existence theorem for the feasible set C A 1 ( D ) $C\cap \mathbb{A}^{-1}\left ( D\right ) $ in terms of the closedness of certain subset of the dual space X × R $X^{\prime }\times \mathbb{R}$ regarding the singleton set formed by the null element. These results are illustrated with significant applications to constrained convex minimization problems and to functional approximation by polynomials.