<p>Random iterated function systems of one-dimensional maps on a compact interval <InlineEquation ID="IEq1"> <EquationSource Format="TEX">\(X\subset \mathbb {R}\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>X</mi> <mo>⊂</mo> <mi mathvariant="double-struck">R</mi> </mrow> </math></EquationSource> </InlineEquation> often fail to be globally contractive in any fixed metric, even when sample Lyapunov exponents are negative. A classical workaround is to twist the geometry by a positive weight <i>w</i> and require a weighted-derivative condition of the form <Equation ID="Equ14"> <EquationSource Format="TEX">\( \sum _{k=1}^m p_k \left| f_k'(x)\,\frac{w(x)}{w(f_k(x))}\right| \le r&lt;1, \qquad \forall x\in X, \)</EquationSource> <EquationSource Format="MATHML"><math display="block"> <mrow> <munderover> <mo>∑</mo> <mrow> <mi>k</mi> <mo>=</mo> <mn>1</mn> </mrow> <mi>m</mi> </munderover> <msub> <mi>p</mi> <mi>k</mi> </msub> <mfenced close="|" open="|"> <msubsup> <mi>f</mi> <mi>k</mi> <mo>′</mo> </msubsup> <mrow> <mo stretchy="false">(</mo> <mi>x</mi> <mo stretchy="false">)</mo> </mrow> <mspace width="0.166667em" /> <mfrac> <mrow> <mi>w</mi> <mo stretchy="false">(</mo> <mi>x</mi> <mo stretchy="false">)</mo> </mrow> <mrow> <mi>w</mi> <mo stretchy="false">(</mo> <msub> <mi>f</mi> <mi>k</mi> </msub> <mrow> <mo stretchy="false">(</mo> <mi>x</mi> <mo stretchy="false">)</mo> </mrow> <mo stretchy="false">)</mo> </mrow> </mfrac> </mfenced> <mo>≤</mo> <mi>r</mi> <mo>&lt;</mo> <mn>1</mn> <mo>,</mo> <mspace width="2em" /> <mo>∀</mo> <mi>x</mi> <mo>∈</mo> <mi>X</mi> <mo>,</mo> </mrow> </math></EquationSource> </Equation>which ensures that the associated Markov operator is a strict contraction in a weighted Wasserstein–Kantorovich metric <InlineEquation ID="IEq2"> <EquationSource Format="TEX">\(d_W^{(w)}\)</EquationSource> <EquationSource Format="MATHML"><math> <msubsup> <mi>d</mi> <mi>W</mi> <mrow> <mo stretchy="false">(</mo> <mi>w</mi> <mo stretchy="false">)</mo> </mrow> </msubsup> </math></EquationSource> </InlineEquation>. In this paper, we replace ad hoc constructions of <i>w</i> by a spectral theory for the derivative transfer operator <Equation ID="Equ15"> <EquationSource Format="TEX">\( (\mathscr {L}\varphi )(x) = \sum _{k=1}^m p_k\,|f_k'(x)|\,\varphi (f_k(x)), \qquad \varphi \in C(X). \)</EquationSource> <EquationSource Format="MATHML"><math display="block"> <mrow> <mrow> <mo stretchy="false">(</mo> <mi mathvariant="script">L</mi> <mi>φ</mi> <mo stretchy="false">)</mo> </mrow> <mrow> <mo stretchy="false">(</mo> <mi>x</mi> <mo stretchy="false">)</mo> </mrow> <mo>=</mo> <munderover> <mo>∑</mo> <mrow> <mi>k</mi> <mo>=</mo> <mn>1</mn> </mrow> <mi>m</mi> </munderover> <msub> <mi>p</mi> <mi>k</mi> </msub> <mspace width="0.166667em" /> <mrow> <mo stretchy="false">|</mo> <msubsup> <mi>f</mi> <mi>k</mi> <mo>′</mo> </msubsup> <mrow> <mo stretchy="false">(</mo> <mi>x</mi> <mo stretchy="false">)</mo> </mrow> <mo stretchy="false">|</mo> </mrow> <mspace width="0.166667em" /> <mi>φ</mi> <mrow> <mo stretchy="false">(</mo> <msub> <mi>f</mi> <mi>k</mi> </msub> <mrow> <mo stretchy="false">(</mo> <mi>x</mi> <mo stretchy="false">)</mo> </mrow> <mo stretchy="false">)</mo> </mrow> <mo>,</mo> <mspace width="2em" /> <mi>φ</mi> <mo>∈</mo> <mi>C</mi> <mrow> <mo stretchy="false">(</mo> <mi>X</mi> <mo stretchy="false">)</mo> </mrow> <mo>.</mo> </mrow> </math></EquationSource> </Equation>Our main result proves that the optimal contraction constant, minimised over all continuous weights <InlineEquation ID="IEq3"> <EquationSource Format="TEX">\(w&gt;0\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>w</mi> <mo>&gt;</mo> <mn>0</mn> </mrow> </math></EquationSource> </InlineEquation>, coincides with the spectral radius <InlineEquation ID="IEq4"> <EquationSource Format="TEX">\(\rho (\mathscr {L})\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>ρ</mi> <mo stretchy="false">(</mo> <mi mathvariant="script">L</mi> <mo stretchy="false">)</mo> </mrow> </math></EquationSource> </InlineEquation>. Equivalently, <InlineEquation ID="IEq5"> <EquationSource Format="TEX">\(\rho (\mathscr {L})&lt;1\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>ρ</mi> <mo stretchy="false">(</mo> <mi mathvariant="script">L</mi> <mo stretchy="false">)</mo> <mo>&lt;</mo> <mn>1</mn> </mrow> </math></EquationSource> </InlineEquation> if and only if there exists a strictly positive continuous supersolution <InlineEquation ID="IEq6"> <EquationSource Format="TEX">\(\phi =1/w\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>ϕ</mi> <mo>=</mo> <mn>1</mn> <mo stretchy="false">/</mo> <mi>w</mi> </mrow> </math></EquationSource> </InlineEquation> of <InlineEquation ID="IEq7"> <EquationSource Format="TEX">\(\mathscr {L}\phi \le r\phi \)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi mathvariant="script">L</mi> <mi>ϕ</mi> <mo>≤</mo> <mi>r</mi> <mi>ϕ</mi> </mrow> </math></EquationSource> </InlineEquation> for some <InlineEquation ID="IEq8"> <EquationSource Format="TEX">\(r&lt;1\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>r</mi> <mo>&lt;</mo> <mn>1</mn> </mrow> </math></EquationSource> </InlineEquation>, and in this case the corresponding <InlineEquation ID="IEq9"> <EquationSource Format="TEX">\(d_W^{(w)}\)</EquationSource> <EquationSource Format="MATHML"><math> <msubsup> <mi>d</mi> <mi>W</mi> <mrow> <mo stretchy="false">(</mo> <mi>w</mi> <mo stretchy="false">)</mo> </mrow> </msubsup> </math></EquationSource> </InlineEquation> yields exponential convergence of every trajectory to a unique invariant probability measure. Conversely, if <InlineEquation ID="IEq10"> <EquationSource Format="TEX">\(\rho (\mathscr {L})\ge 1\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>ρ</mi> <mo stretchy="false">(</mo> <mi mathvariant="script">L</mi> <mo stretchy="false">)</mo> <mo>≥</mo> <mn>1</mn> </mrow> </math></EquationSource> </InlineEquation> then no choice of <i>w</i> can produce global contractivity. We illustrate the framework on random logistic and Ricker families, providing parameter-dependent bounds on <InlineEquation ID="IEq11"> <EquationSource Format="TEX">\(\rho (\mathscr {L})\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>ρ</mi> <mo stretchy="false">(</mo> <mi mathvariant="script">L</mi> <mo stretchy="false">)</mo> </mrow> </math></EquationSource> </InlineEquation> and showing how loss of weighted contractivity organises the transition between ergodic and null-recurrent regimes. The spectral construction also prepares the ground for controlled variants, where one seeks uniform spectral bounds for the corresponding derivative transfer operators over admissible control laws.</p>

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Spectral Construction of Optimal Weighted Wasserstein Metrics for Random Logistic-Type Maps

  • Ramen Ghosh

摘要

Random iterated function systems of one-dimensional maps on a compact interval \(X\subset \mathbb {R}\) X R often fail to be globally contractive in any fixed metric, even when sample Lyapunov exponents are negative. A classical workaround is to twist the geometry by a positive weight w and require a weighted-derivative condition of the form \( \sum _{k=1}^m p_k \left| f_k'(x)\,\frac{w(x)}{w(f_k(x))}\right| \le r<1, \qquad \forall x\in X, \) k = 1 m p k f k ( x ) w ( x ) w ( f k ( x ) ) r < 1 , x X , which ensures that the associated Markov operator is a strict contraction in a weighted Wasserstein–Kantorovich metric \(d_W^{(w)}\) d W ( w ) . In this paper, we replace ad hoc constructions of w by a spectral theory for the derivative transfer operator \( (\mathscr {L}\varphi )(x) = \sum _{k=1}^m p_k\,|f_k'(x)|\,\varphi (f_k(x)), \qquad \varphi \in C(X). \) ( L φ ) ( x ) = k = 1 m p k | f k ( x ) | φ ( f k ( x ) ) , φ C ( X ) . Our main result proves that the optimal contraction constant, minimised over all continuous weights \(w>0\) w > 0 , coincides with the spectral radius \(\rho (\mathscr {L})\) ρ ( L ) . Equivalently, \(\rho (\mathscr {L})<1\) ρ ( L ) < 1 if and only if there exists a strictly positive continuous supersolution \(\phi =1/w\) ϕ = 1 / w of \(\mathscr {L}\phi \le r\phi \) L ϕ r ϕ for some \(r<1\) r < 1 , and in this case the corresponding \(d_W^{(w)}\) d W ( w ) yields exponential convergence of every trajectory to a unique invariant probability measure. Conversely, if \(\rho (\mathscr {L})\ge 1\) ρ ( L ) 1 then no choice of w can produce global contractivity. We illustrate the framework on random logistic and Ricker families, providing parameter-dependent bounds on \(\rho (\mathscr {L})\) ρ ( L ) and showing how loss of weighted contractivity organises the transition between ergodic and null-recurrent regimes. The spectral construction also prepares the ground for controlled variants, where one seeks uniform spectral bounds for the corresponding derivative transfer operators over admissible control laws.