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Toward generalizable and interpretable machine learning models in healthcare: Insights from ICU outcome predictions

  • Lasse Bohlen,
  • Julian Rosenberger,
  • Nico Hambauer,
  • Daniel Zähringer,
  • Volkmar Franz,
  • Patrick Zschech,
  • Mathias Kraus

摘要

The application of machine learning (ML) models in healthcare management offers high potential. In particular, resource allocation and operational decision-making in intensive care units (ICUs) can benefit from ML predictions, leading to improvements in patient outcomes and operational efficiency. However, the generalizability of these models across diverse hospital settings with potentially different patient populations remains a critical challenge. This study examines the generalizability of ML-based ICU outcome prediction models built using external data. We utilize data from two sources: a European University Hospital (EUH) dataset from Universitätsklinikum Carl Gustav Carus Dresden, Germany and the Medical Information Mart for Intensive Care (MIMIC)-IV database, representing different healthcare systems and patient populations. Our approach evaluates multiple models of varying architectures and complexity across three common prediction tasks in ICU settings (mortality, length of stay, and readmission), analyzes the impact of data availability on model performance, and applies interpretability techniques to identify features and scenarios where models succeed or fail in new environments. We found that locally trained models generally outperform those using external data when sufficient local data is available. Low and medium complexity models, such as generalized additive models, demonstrate significantly superior generalizability compared to high complexity models and require substantially less local data for high-quality predictions, offering evidence-based guidance for healthcare managers dealing with limited data resources. Our results demonstrate how interpretability techniques can identify dataset differences that hinder generalizability, providing valuable insights for healthcare practitioners in implementing ML solutions across diverse hospitals. This research contributes to the development of more generalizable and interpretable ML models in healthcare.