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Efficient Computation of a Semi-Algebraic Basis of the First Homology Group of a Semi-Algebraic Set

  • Saugata Basu,
  • Sarah Percival

摘要

Let \(\textrm{R}\) R be a real closed field and \(\textrm{C}\) C the algebraic closure of \(\textrm{R}\) R . We give an algorithm for computing a semi-algebraic basis for the first homology group, \(\textrm{H}_1(S,{\mathbb {F}})\) H 1 ( S , F ) , with coefficients in a field \({\mathbb {F}}\) F , of any given semi-algebraic set \(S \subset \textrm{R}^k\) S R k defined by a closed formula. The complexity of the algorithm is bounded singly exponentially. More precisely, if the given quantifier-free formula involves s polynomials whose degrees are bounded by d, the complexity of the algorithm is bounded by \((s d)^{k^{O(1)}}\) ( s d ) k O ( 1 ) . This algorithm generalizes well known algorithms having singly exponential complexity for computing a semi-algebraic basis of the zeroth homology group of semi-algebraic sets, which is equivalent to the problem of computing a set of points meeting every semi-algebraically connected component of the given semi-algebraic set at a unique point. It is not known how to compute such a basis for the higher homology groups with singly exponential complexity. As an intermediate step in our algorithm we construct a semi-algebraic subset \(\Gamma \) Γ of the given semi-algebraic set S, such that \(\textrm{H}_q(S,\Gamma ) = 0\) H q ( S , Γ ) = 0 for \(q=0,1\) q = 0 , 1 . We relate this construction to a basic theorem in complex algebraic geometry stating that for any affine variety X of dimension n, there exists Zariski closed subsets \(\begin{aligned} Z^{(n-1)} \supset \cdots \supset Z^{(1)} \supset Z^{(0)} \end{aligned}\) Z ( n - 1 ) Z ( 1 ) Z ( 0 ) with \(\dim _\textrm{C}Z^{(i)} \le i\) dim C Z ( i ) i , and \(\textrm{H}_q(X,Z^{(i)}) = 0\) H q ( X , Z ( i ) ) = 0 for \(0 \le q \le i\) 0 q i . We conjecture a quantitative version of this result in the semi-algebraic category, with X and \(Z^{(i)}\) Z ( i ) replaced by closed semi-algebraic sets. We make initial progress on this conjecture by proving the existence of \(Z^{(0)}\) Z ( 0 ) and \(Z^{(1)}\) Z ( 1 ) with complexity bounded singly exponentially (previously, such an algorithm was known only for constructing \(Z^{(0)}\) Z ( 0 ) ).