<p>Let <InlineEquation ID="IEq1"> <EquationSource Format="TEX">\( z\in \mathbb {H}{:}{=}\{z\in \mathbb {C}: \operatorname {Im}(z)&gt;0\}\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>z</mi> <mo>∈</mo> <mi mathvariant="double-struck">H</mi> <mo>:</mo> <mo>=</mo> <mo stretchy="false">{</mo> <mi>z</mi> <mo>∈</mo> <mi mathvariant="double-struck">C</mi> <mo>:</mo> <mo>Im</mo> <mo stretchy="false">(</mo> <mi>z</mi> <mo stretchy="false">)</mo> <mo>&gt;</mo> <mn>0</mn> <mo stretchy="false">}</mo> </mrow> </math></EquationSource> </InlineEquation>, <InlineEquation ID="IEq2"> <EquationSource Format="TEX">\(\Lambda {:}{=}\sqrt{\frac{1}{\operatorname {Im}(z)}}\Big ({\mathbb {Z}}\oplus z{\mathbb {Z}}\Big )\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi mathvariant="normal">Λ</mi> <mo>:</mo> <mo>=</mo> <msqrt> <mfrac> <mn>1</mn> <mrow> <mo>Im</mo> <mo stretchy="false">(</mo> <mi>z</mi> <mo stretchy="false">)</mo> </mrow> </mfrac> </msqrt> <mrow> <mo maxsize="1.623em" minsize="1.623em" stretchy="true">(</mo> </mrow> <mi mathvariant="double-struck">Z</mi> <mo>⊕</mo> <mi>z</mi> <mi mathvariant="double-struck">Z</mi> <mrow> <mo maxsize="1.623em" minsize="1.623em" stretchy="true">)</mo> </mrow> </mrow> </math></EquationSource> </InlineEquation> and <InlineEquation ID="IEq3"> <EquationSource Format="TEX">\( \theta (\alpha , z){:}{=}\theta (\alpha , \Lambda )=\sum _{(m,n)\in \mathbb {Z}^2} e^{-\pi \alpha \frac{ |mz+n|^2}{\operatorname {Im}(z) }}. \)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>θ</mi> <mrow> <mo stretchy="false">(</mo> <mi>α</mi> <mo>,</mo> <mi>z</mi> <mo stretchy="false">)</mo> </mrow> <mo>:</mo> <mo>=</mo> <mi>θ</mi> <mrow> <mo stretchy="false">(</mo> <mi>α</mi> <mo>,</mo> <mi mathvariant="normal">Λ</mi> <mo stretchy="false">)</mo> </mrow> <mo>=</mo> <msub> <mo>∑</mo> <mrow> <mrow> <mo stretchy="false">(</mo> <mi>m</mi> <mo>,</mo> <mi>n</mi> <mo stretchy="false">)</mo> </mrow> <mo>∈</mo> <msup> <mrow> <mi mathvariant="double-struck">Z</mi> </mrow> <mn>2</mn> </msup> </mrow> </msub> <msup> <mi>e</mi> <mrow> <mo>-</mo> <mi>π</mi> <mi>α</mi> <mfrac> <msup> <mrow> <mo stretchy="false">|</mo> <mi>m</mi> <mi>z</mi> <mo>+</mo> <mi>n</mi> <mo stretchy="false">|</mo> </mrow> <mn>2</mn> </msup> <mrow> <mo>Im</mo> <mo stretchy="false">(</mo> <mi>z</mi> <mo stretchy="false">)</mo> </mrow> </mfrac> </mrow> </msup> <mo>.</mo> </mrow> </math></EquationSource> </InlineEquation> We give a complete characterization of <InlineEquation ID="IEq4"> <EquationSource Format="TEX">\(\mathop {\textrm{maxima}}\limits _{z\in \mathbb {H}}\frac{\partial }{\partial \alpha }\theta (\alpha ,z)\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <munder> <mtext>maxima</mtext> <mrow> <mi>z</mi> <mo>∈</mo> <mi mathvariant="double-struck">H</mi> </mrow> </munder> <mfrac> <mi>∂</mi> <mrow> <mi>∂</mi> <mi>α</mi> </mrow> </mfrac> <mi>θ</mi> <mrow> <mo stretchy="false">(</mo> <mi>α</mi> <mo>,</mo> <mi>z</mi> <mo stretchy="false">)</mo> </mrow> </mrow> </math></EquationSource> </InlineEquation> for all <InlineEquation ID="IEq5"> <EquationSource Format="TEX">\(\alpha &gt;0\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>α</mi> <mo>&gt;</mo> <mn>0</mn> </mrow> </math></EquationSource> </InlineEquation>. Precisely, we prove that there exist two thresholds <InlineEquation ID="IEq6"> <EquationSource Format="TEX">\(0&lt;\alpha _a&lt;\alpha _b&lt;1\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mn>0</mn> <mo>&lt;</mo> <msub> <mi>α</mi> <mi>a</mi> </msub> <mo>&lt;</mo> <msub> <mi>α</mi> <mi>b</mi> </msub> <mo>&lt;</mo> <mn>1</mn> </mrow> </math></EquationSource> </InlineEquation> such that <Equation ID="Equ222"> <EquationSource Format="TEX">\(\begin{aligned} \begin{aligned} \mathop {\textrm{maxima}}\limits _{z\in \mathbb {H}}\frac{\partial }{\partial \alpha }\theta (\alpha ,z)= {\left\{ \begin{array}{ll} \;e^{i{\pi }/{3}}, &amp; \hbox {if}\;\; \alpha \in (\alpha _b,\infty ),\\ \;i\;\hbox {or}\;e^{i{\pi }/{3}}, &amp; \hbox {if}\;\; \alpha =\alpha _b,\\ \;i,\; &amp; \hbox {if}\;\; \alpha \in [\alpha _a,\alpha _b),\\ \;iy_\alpha ,\; y_\alpha &gt;1,\;\;&amp; \hbox {if}\;\; \alpha \in (0,\alpha _a). \end{array}\right. } \end{aligned} \end{aligned}\)</EquationSource> <EquationSource Format="MATHML"><math display="block"> <mrow> <mtable> <mtr> <mtd columnalign="right"> <mrow> <mtable> <mtr> <mtd columnalign="right"> <mrow> <munder> <mtext>maxima</mtext> <mrow> <mi>z</mi> <mo>∈</mo> <mi mathvariant="double-struck">H</mi> </mrow> </munder> <mfrac> <mi>∂</mi> <mrow> <mi>∂</mi> <mi>α</mi> </mrow> </mfrac> <mi>θ</mi> <mrow> <mo stretchy="false">(</mo> <mi>α</mi> <mo>,</mo> <mi>z</mi> <mo stretchy="false">)</mo> </mrow> <mo>=</mo> <mfenced open="{"> <mrow> <mtable> <mtr> <mtd columnalign="left"> <mrow> <mspace width="0.277778em" /> <msup> <mi>e</mi> <mrow> <mi>i</mi> <mi>π</mi> <mo stretchy="false">/</mo> <mn>3</mn> </mrow> </msup> <mo>,</mo> </mrow> </mtd> <mtd columnalign="left"> <mrow> <mtext>if</mtext> <mspace width="0.277778em" /> <mspace width="0.277778em" /> <mi>α</mi> <mo>∈</mo> <mo stretchy="false">(</mo> <msub> <mi>α</mi> <mi>b</mi> </msub> <mo>,</mo> <mi>∞</mi> <mo stretchy="false">)</mo> <mo>,</mo> </mrow> </mtd> </mtr> <mtr> <mtd columnalign="left"> <mrow> <mrow /> <mspace width="0.277778em" /> <mi>i</mi> <mspace width="0.277778em" /> <mtext>or</mtext> <mspace width="0.277778em" /> <msup> <mi>e</mi> <mrow> <mi>i</mi> <mi>π</mi> <mo stretchy="false">/</mo> <mn>3</mn> </mrow> </msup> <mo>,</mo> </mrow> </mtd> <mtd columnalign="left"> <mrow> <mtext>if</mtext> <mspace width="0.277778em" /> <mspace width="0.277778em" /> <mi>α</mi> <mo>=</mo> <msub> <mi>α</mi> <mi>b</mi> </msub> <mo>,</mo> </mrow> </mtd> </mtr> <mtr> <mtd columnalign="left"> <mrow> <mrow /> <mspace width="0.277778em" /> <mi>i</mi> <mo>,</mo> <mspace width="0.277778em" /> </mrow> </mtd> <mtd columnalign="left"> <mrow> <mtext>if</mtext> <mspace width="0.277778em" /> <mspace width="0.277778em" /> <mi>α</mi> <mo>∈</mo> <mo stretchy="false">[</mo> <msub> <mi>α</mi> <mi>a</mi> </msub> <mo>,</mo> <msub> <mi>α</mi> <mi>b</mi> </msub> <mo stretchy="false">)</mo> <mo>,</mo> </mrow> </mtd> </mtr> <mtr> <mtd columnalign="left"> <mrow> <mrow /> <mspace width="0.277778em" /> <mi>i</mi> <msub> <mi>y</mi> <mi>α</mi> </msub> <mo>,</mo> <mspace width="0.277778em" /> <msub> <mi>y</mi> <mi>α</mi> </msub> <mo>&gt;</mo> <mn>1</mn> <mo>,</mo> <mspace width="0.277778em" /> <mspace width="0.277778em" /> </mrow> </mtd> <mtd columnalign="left"> <mrow> <mtext>if</mtext> <mspace width="0.277778em" /> <mspace width="0.277778em" /> <mi>α</mi> <mo>∈</mo> <mo stretchy="false">(</mo> <mn>0</mn> <mo>,</mo> <msub> <mi>α</mi> <mi>a</mi> </msub> <mo stretchy="false">)</mo> <mo>.</mo> </mrow> </mtd> </mtr> </mtable> </mrow> </mfenced> </mrow> </mtd> </mtr> </mtable> </mrow> </mtd> </mtr> </mtable> </mrow> </math></EquationSource> </Equation>The location of the maximizer does not remain fixed at the hexagonal point. Instead, as <InlineEquation ID="IEq7"> <EquationSource Format="TEX">\(\alpha \)</EquationSource> <EquationSource Format="MATHML"><math> <mi>α</mi> </math></EquationSource> </InlineEquation> decreases from <InlineEquation ID="IEq8"> <EquationSource Format="TEX">\(\infty \)</EquationSource> <EquationSource Format="MATHML"><math> <mi>∞</mi> </math></EquationSource> </InlineEquation>, the maximizer starts at <InlineEquation ID="IEq9"> <EquationSource Format="TEX">\(e^{i\pi /3}\)</EquationSource> <EquationSource Format="MATHML"><math> <msup> <mi>e</mi> <mrow> <mi>i</mi> <mi>π</mi> <mo stretchy="false">/</mo> <mn>3</mn> </mrow> </msup> </math></EquationSource> </InlineEquation>, then at <InlineEquation ID="IEq10"> <EquationSource Format="TEX">\(\alpha = \alpha _b\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>α</mi> <mo>=</mo> <msub> <mi>α</mi> <mi>b</mi> </msub> </mrow> </math></EquationSource> </InlineEquation> undergoes a transition to the square lattice point <i>i</i>, where it remains for <InlineEquation ID="IEq11"> <EquationSource Format="TEX">\(\alpha \in [\alpha _a, \alpha _b)\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>α</mi> <mo>∈</mo> <mo stretchy="false">[</mo> <msub> <mi>α</mi> <mi>a</mi> </msub> <mo>,</mo> <msub> <mi>α</mi> <mi>b</mi> </msub> <mo stretchy="false">)</mo> </mrow> </math></EquationSource> </InlineEquation>. Finally, for <InlineEquation ID="IEq12"> <EquationSource Format="TEX">\(0&lt;\alpha &lt; \alpha _a\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mn>0</mn> <mo>&lt;</mo> <mi>α</mi> <mo>&lt;</mo> <msub> <mi>α</mi> <mi>a</mi> </msub> </mrow> </math></EquationSource> </InlineEquation>, the maximizer moves continuously along the imaginary axis to purely imaginary points <InlineEquation ID="IEq13"> <EquationSource Format="TEX">\(iy_\alpha \)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <mi>i</mi> <msub> <mi>y</mi> <mi>α</mi> </msub> </mrow> </math></EquationSource> </InlineEquation> with <InlineEquation ID="IEq14"> <EquationSource Format="TEX">\(y_\alpha &gt; 1\)</EquationSource> <EquationSource Format="MATHML"><math> <mrow> <msub> <mi>y</mi> <mi>α</mi> </msub> <mo>&gt;</mo> <mn>1</mn> </mrow> </math></EquationSource> </InlineEquation>. This reveals a new and intricate maximization pattern, in contrast to the classical results for the single theta function (Montgomery [33]) and for differences of theta functions (our prior work [28]), in which the hexagonal lattice <InlineEquation ID="IEq15"> <EquationSource Format="TEX">\(e^{i\pi /3}\)</EquationSource> <EquationSource Format="MATHML"><math> <msup> <mi>e</mi> <mrow> <mi>i</mi> <mi>π</mi> <mo stretchy="false">/</mo> <mn>3</mn> </mrow> </msup> </math></EquationSource> </InlineEquation> prevails as the optimizer. As a consequence, we establish that a class of modular invariant functions admits minimizers that are exactly the hexagonal-square lattices without passing through any intermediate rhombic lattices. This is the first rigorous result of its kind and provides a positive answer to an open problem posed by Conti and Zanzotto [15].</p>

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Maximization of derivative of Theta functions and hexagonal to square phase transitions

  • Senping Luo,
  • Juncheng Wei

摘要

Let \( z\in \mathbb {H}{:}{=}\{z\in \mathbb {C}: \operatorname {Im}(z)>0\}\) z H : = { z C : Im ( z ) > 0 } , \(\Lambda {:}{=}\sqrt{\frac{1}{\operatorname {Im}(z)}}\Big ({\mathbb {Z}}\oplus z{\mathbb {Z}}\Big )\) Λ : = 1 Im ( z ) ( Z z Z ) and \( \theta (\alpha , z){:}{=}\theta (\alpha , \Lambda )=\sum _{(m,n)\in \mathbb {Z}^2} e^{-\pi \alpha \frac{ |mz+n|^2}{\operatorname {Im}(z) }}. \) θ ( α , z ) : = θ ( α , Λ ) = ( m , n ) Z 2 e - π α | m z + n | 2 Im ( z ) . We give a complete characterization of \(\mathop {\textrm{maxima}}\limits _{z\in \mathbb {H}}\frac{\partial }{\partial \alpha }\theta (\alpha ,z)\) maxima z H α θ ( α , z ) for all \(\alpha >0\) α > 0 . Precisely, we prove that there exist two thresholds \(0<\alpha _a<\alpha _b<1\) 0 < α a < α b < 1 such that \(\begin{aligned} \begin{aligned} \mathop {\textrm{maxima}}\limits _{z\in \mathbb {H}}\frac{\partial }{\partial \alpha }\theta (\alpha ,z)= {\left\{ \begin{array}{ll} \;e^{i{\pi }/{3}}, & \hbox {if}\;\; \alpha \in (\alpha _b,\infty ),\\ \;i\;\hbox {or}\;e^{i{\pi }/{3}}, & \hbox {if}\;\; \alpha =\alpha _b,\\ \;i,\; & \hbox {if}\;\; \alpha \in [\alpha _a,\alpha _b),\\ \;iy_\alpha ,\; y_\alpha >1,\;\;& \hbox {if}\;\; \alpha \in (0,\alpha _a). \end{array}\right. } \end{aligned} \end{aligned}\) maxima z H α θ ( α , z ) = e i π / 3 , if α ( α b , ) , i or e i π / 3 , if α = α b , i , if α [ α a , α b ) , i y α , y α > 1 , if α ( 0 , α a ) . The location of the maximizer does not remain fixed at the hexagonal point. Instead, as \(\alpha \) α decreases from \(\infty \) , the maximizer starts at \(e^{i\pi /3}\) e i π / 3 , then at \(\alpha = \alpha _b\) α = α b undergoes a transition to the square lattice point i, where it remains for \(\alpha \in [\alpha _a, \alpha _b)\) α [ α a , α b ) . Finally, for \(0<\alpha < \alpha _a\) 0 < α < α a , the maximizer moves continuously along the imaginary axis to purely imaginary points \(iy_\alpha \) i y α with \(y_\alpha > 1\) y α > 1 . This reveals a new and intricate maximization pattern, in contrast to the classical results for the single theta function (Montgomery [33]) and for differences of theta functions (our prior work [28]), in which the hexagonal lattice \(e^{i\pi /3}\) e i π / 3 prevails as the optimizer. As a consequence, we establish that a class of modular invariant functions admits minimizers that are exactly the hexagonal-square lattices without passing through any intermediate rhombic lattices. This is the first rigorous result of its kind and provides a positive answer to an open problem posed by Conti and Zanzotto [15].