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Functional Analysis Approach to the Collatz Conjecture

  • Mikhail Neklyudov

摘要

We examine the problems associated with the Collatz map T from the point of view of functional analysis. We associate with T a certain linear operator \(\mathcal {T}\) T and show that cycles and (hypothetical) divergent trajectories (generated by T) correspond to certain classes of fixed points of the operator \(\mathcal {T}\) T . We also show the relationship between the dynamic properties of the operator \(\mathcal {T}\) T and the map T. We prove that the absence of non-trivial cycles of T leads to hypercyclicity of the operator \(\mathcal {T}\) T . In the second part, we show that the index of the operator \(Id-\mathcal {T}\in \mathcal {L}(H^2(D))\) I d - T L ( H 2 ( D ) ) provides an upper estimate for the number of cycles of T. For the proof, we consider the adjoint operator \(\mathcal {F}=\mathcal {T}^*\) F = T \(\begin{aligned} \mathcal {F}: g\rightarrow g(z^2)+\frac{z^{-\frac{1}{3}}}{3}\left( g(z^{\frac{2}{3}})+e^{\frac{2\pi i}{3}}g(z^{\frac{2}{3}}e^{\frac{2\pi i}{3}})+e^{\frac{4\pi i}{3}}g(z^{\frac{2}{3}}e^{\frac{4\pi i}{3}})\right) , \end{aligned}\) F : g g ( z 2 ) + z - 1 3 3 g ( z 2 3 ) + e 2 π i 3 g ( z 2 3 e 2 π i 3 ) + e 4 π i 3 g ( z 2 3 e 4 π i 3 ) , which was first introduced by Berg, Meinardus in [3], and show that it has no non-trivial fixed points in \(H^2(D)\) H 2 ( D ) . Furthermore, we calculate the resolvent of the operator \(\mathcal {F}\) F and derive the equation for the characteristic function of the total stopping time \(\sigma _{\infty }\) σ as an application. In addition, we construct an invariant measure for \(\mathcal {T}\) T in a slightly different setup, and investigate how the operator \(\mathcal {T}\) T acts on generalized arithmetic progressions.